What is a Ponzi? A Ponzi scheme is an old, infamous type of fraud that is still surprisingly used successfully daily to entice...

A special purpose acquisition company (SPAC) is a blank check company that raises money to buy other businesses. It was created to...

Elder abuse is the intentional act or failure to act by a caregiver or another person in a relationship involving an expectation of...

The concept of digitizing and trading collectibles has been around for a long time but was not realized until the birth of the Ethereum...

As a Registered Investment Adviser (RIA), your clients are relying on you to manage and maximize their assets. But in order to properly...

Not many investment advisory firms realize this, but the FINRA IARD/CRD is available on most Saturdays. This is great news for busy...

This month the Securities Exchange Commission published a proposal (IA-4888) for additional regulations for Broker/Dealers and Investment...

This is the final installment of our cybersecurity series. To catch up on our story, click here. The traffic back to the office was, of...

To catch up on our story, click here. Like any other morning, Tom got ready for work and tried to get to the office before Rebecca, but...

To catch up on our story, click here. Tom only got through about half of the emails he wanted to. “Of course!” Tom kicked himself. Like...